Securities and Derivatives Dealers

Statistic reports

Private External Debt

The reporting is mandatory for

  • Residents (individuals, legal entities, branches of foreign legal entities) that have entered into contracts with non-residents for operations of the nature of long-term private external debt

Use of information

  • measurement of Romania's foreign debt
  • compilation of the Balance of Payments and of the International Investment Position of the country
  • statistical series containing aggregated data are made available to the interested public in the following pages: Statistics>Statistical Domains>External Sector and Interactive Database

Regulatory

  • Regulation no.4/2021 on the reporting of data and statistical information to the National Bank of Romania, title II, chapter II (art. 81 - 86, see below)

Practical information

  • The reporting term is 30 days from the contract conclusion with a non-resident
  • The transmission is made in electronic format, at the address rdpe@bnro.ro

Forms

Direct Investment Abroad

The reporting is mandatory for

  • Residents (individuals, legal entities, branches of foreign legal entities) who own at least 10% of the share capital of a non-resident company or own entities without legal personality (branches) registered and/or authorized to operate abroad

Use of information

  • measurement of Romania's direct investment abroad
  • compilation of the Balance of Payments and of the International Investment Position of the country
  • statistical series containing aggregated data are made available to the interested public in the following pages: Statistics>Statistical Domains>External Sector and Interactive Database

Regulatory

  • Regulation no.4/2021 on the reporting of data and statistical information to the National Bank of Romania, title II, chapter III (art. 92)

Practical information

  • The reporting period is no more than 30 calendar days from the date of acquiring the ownership right over the respective non-resident company or from the establishment of the branch abroad
  • The transmission is made in electronic format, at the address ids@bnro.ro

Forms

Securities statistics

Reporting is mandatory for

  • credit institutions, Romanian legal entities and branches in Romania of foreign credit institutions;
  • financial investment services companies;
  • investment vehicle companies;
  • self-managed investment companies;
  • insurance corporations, Romanian legal entities and branches in Romania of foreign insurance corporations;
  • investment management companies managing resident investment funds;
  • companies managing resident private pension funds.

Use of information

  • calculation of the government securities and other type of  government securities outstanding at market value/nominal value structured on the investor's residency criterion;
  • compilation of the Balance of Payments and the International Investment Position of the country;
  • compilation of the External Debt and its related service;
  • deriving stocks, transactions, other volume changes and revaluations for national accounts statistics;
  • statistical series containing aggregated data are made available to the interested public on the pages: Statistics>Domains>Debt securities and Interactive Database;

Legal framework

Practical information

  • The reporting deadline is no more than 15 calendar days from the reference date
  • The transmission is carried out in electronic format, through the RAPDIR Reporting Information System
  • Information on connecting to RAPDIR can be obtained at rapdir-suport@bnro.ro
  • Information on the methodology for compiling securities statistics can be obtained at statistici-titluri@bnro.ro

Forms

Securities statistics

Reporting is mandatory for

  • credit institutions, Romanian legal entities and branches in Romania of foreign credit institutions;
  • financial investment services companies;
  • investment vehicle companies;
  • self-managed investment companies;
  • insurance corporations, Romanian legal entities and branches in Romania of foreign insurance corporations;
  • investment management companies managing resident investment funds;
  • companies managing resident private pension funds.

Use of information

  • calculation of the government securities and other type of  government securities outstanding at market value/nominal value structured on the investor's residency criterion;
  • compilation of the Balance of Payments and the International Investment Position of the country;
  • compilation of the External Debt and its related service;
  • deriving stocks, transactions, other volume changes and revaluations for national accounts statistics;
  • statistical series containing aggregated data are made available to the interested public on the pages: Statistics>Domains>Debt securities and Interactive Database;

Legal framework

Practical information

  • The reporting deadline is no more than 15 calendar days from the reference date
  • The transmission is carried out in electronic format, through the RAPDIR Reporting Information System
  • Information on connecting to RAPDIR can be obtained at rapdir-suport@bnro.ro
  • Information on the methodology for compiling securities statistics can be obtained at statistici-titluri@bnro.ro

Forms